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Sunday, July 09, 2006
  At Harvard, Shleifer Simmers
The Crimson discloses that a secret report on the dealings of controversial professor Andrei Shleifer has been sent to new ( and old) FAS dean Jeremy Knowles.

Knowles is certainly qualified to handle such a matter, but the report puts him in a tricky position. As Javier Hernandez writes....

Knowles was dean of the Faculty in 2001 when Lawrence H. Summers—a close friend of Shleifer[*]—was named president. In a 2002 deposition, Summers acknowledged that earlier in his presidency, he had told Knowles that he was “concerned to make sure that Professor Shleifer remained at Harvard.” Knowles elevated Shleifer to the Jones professorship in 2002.

My impression of Knowles is that he's a fair-minded man, and quite savvy about university politics. Certainly he had/has a far greater mastery of the deanship than did Bill Kirby.

But given the fact that he was pressured by Larry Summers to promote Shleifer, perhaps Knowles should recuse himself? It's hard not to see how his earlier role doesn't complicate the situation. If he finds against Shleifer in some way, it's a suggestion that his earlier decision was compromised by Summers (which it surely was). If he rules positively for Shleifer, then the perspective, whether fair or not, could be that he's trying to validate his earlier decision to promote Shleifer.

As I say, a tricky position. (And I'm sure there are nuances I'm not aware of.) If I were Knowles, I'd boot it up to Derek Bok.

By the way, the three-member committee that drafted the report against Shleifer is secret, and the names of the members are not being disclosed.

Why and why not?

These are harder questions to answer than one might first think. Secrecy can be rationalized...but freedom of information is better.

(And does anyone know who was on this committee? Please post...)

The committee report should be made public as well. After all, this is a university report about the actions of a professor playing a major role in the attempted democratization of Russia. Harvard should not sweep this under the rug. The actions of this professor had impacts far beyond the Cambridge campus, and are a matter of public importance. The university has a moral obligation to disclose what it knows about what happened with Shleifer.

It is hard to see how university officials can make any decision regarding Shleifer, and have it be considered legitimate, without disclosing the contents of this secret report.....
______________________________________________________________

Kudos to Hernandez and the Crimson, by the way, for not making the ubiquitous and ghastly grammatical mistake, the redundant possessive, and writing "a close friend of Summers's".....
 
Comments:
The membership of the FAS Committee on Professional Conduct is not secret, it's on the web at:
http://www.fas.harvard.edu/%7Esecfas/admin.htm
 
The Crimson story linked to above gives the impression that the COPC designated three professors not usually on the committee, two FAS professors and a law school professor, to serve as a special investigatory subcommittee.

I may have read the Crimson piece incorrectly, but that's what it looks like to me.
 
That is my understanding as well, but everyone's been fairly hush-hush on the subcommittee members.
 
Writing "a close friend of Summers's" would also be factually wrong (is Summers a friend of himself?). I think you mean Shleifer.
 
I am as anxious to see the content of the committee report and to find out who was on the 3-person investigating committee as anyone. Nevertheless, I think it is appropriate to follow the committee’s usual policies of keeping membership and findings confidential.

The Committee on Professional Conduct deals with a number of allegations of misconduct each year. Some turn out to be serious, some have little substance, some are just a matter of a faculty member not filling out the right paperwork. Making the proceedings of the committee public would have a chilling effect on faculty research. I am sure that analogous committees at other universities also operate under strict confidentiality rules.

Similarly, the makeup of investigating committees has to be kept confidential. For one thing, otherwise it would be impossible to get faculty to agree to serve on such committees. I am sure that those who served on the Shleifer case only did so because they believed the promise that they could remain anonymous. Faculty self-governance would be seriously threatened if this case were allowed to set the precedent of making committee membership and reports public.

So, as much as we all want to know the details, we are just going to have to exercise forbearance and recognize that the confidentiality rules are there for a reason and we have to respect them.
 
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